If you are looking for cnmv docportal, simply check out our links below :
1. official state gazette – CNMV
http://www.cnmv.es/DocPortal/Legislacion/ModelosNormalizados/IIC/Circular211.pdf
9 Jun 2011 – COMISIÓN NACIONAL DEL MERCADO DE VALORES (CNMV). 10830 CNMV Circular 2/2011, of 9 June, on information of foreign collective.
2. “Financial Education”. – CNMV
https://www.cnmv.es/DocPortal/Publicaciones/PlanEducacion/PlanEducacion_een.pdf
The Comisión Nacional del Mercado de Valores and Banco de España make most of their publications available through the Internet at www.cnmv.es and www.
3. notification of major interest in shares – CNMV
https://www.cnmv.es/DocPortal/Legislacion/ModelosNormalizados/EMI/CDV_Modelo4_eng.pdf
Reason for the notification (mark as appropriate). [ ] 2.1. First admission to trading of the issuer. [ ] 2.2. Acquisitions have reached or crossed the threshold of 1%.
4. guaranteed investment funds – CNMV
https://www.cnmv.es/DocPortal/Publicaciones/Fichas/Ficha_Garantizados_engen.pdf
In general, guaranteed funds do not protect your investment at any time, but only on a predetermined date: the guarantee expiry date. Not all guaranteed funds…
5. ORGANIZATIONAL EFFECTIVENESS OF FINANCIAL … – CNMV
https://www.cnmv.es/DocPortal/Quees/Informes-sobre-CNMV/Informe_Oliver_Wyman_en.pdf
CESFI – Financial Stability Board (Comité de Estabilidad Financiera). CNMV – National Securities Market Commission (Comisión Nacional del Mercado de.
6. How to know whether an entity is registered or not – CNMV
http://www.cnmv.es/DOCPortal/Inversor/Decalogo/Consejo1_en.pdf
Therefore, before making a decision: • Only contract entities authorized by CNMV or Bank of Spain. It is compulsory for companies that offer investment services to…
7. guía sobre catalogación de los instrumentos … – CNMV
https://www.cnmv.es/DocPortal/GUIAS_Perfil/GuiaInstrumComplejosNOComplejos.PDF
La guía tiene como finalidad transmitir al sector y, en concreto a las entidades que prestan servicios de inversión, pautas que la CNMV considera adecuadas para…
8. The Spanish National Securities Market Commission (CNMV …
https://www.cnmv.es/DocPortal/DocFaseConsulta/CNMV/CPGTProcedAutorizacion_en.pdf
9 Sep 2019 – The Spanish National Securities Market Commission (CNMV) has submitted for public consultation a proposed Technical Guide (TG) on the…
9. Documentos a consulta – CNMV
https://www.cnmv.es/Portal/Publicaciones/DocumentosConsulta.aspx
La CNMV incorpora a su Web documentos a consulta, con el fín de recabar opiniones sobre el contenido y alcance de futuros proyectos reguladores. Con ello…
10. 2018 Activity Plan – CNMV
https://www.cnmv.es/DocPortal/Publicaciones/PlanActividad/Plan_Actividades_2018_weben.pdf
The Comisión Nacional del Mercado de Valores (CNMV), following its annual prac- tice since 2007, presents its 2018 Activity Plan (hereinafter, the Plan).
11. notification of major interest in shares – CNMV
http://cnmv.es/DocPortal/Legislacion/ModelosNormalizados/EMI/CDV_Modelo2_eng.pdf
Appointment as director or acceptance of position. [ ] Cessation as director. [ ] Acquisition or disposal of voting rights. [ ] Acquisition or disposal of financial…
12. Last update: 12 March 2019 (questions 3.1, 3.14 and … – CNMV
https://www.cnmv.es/docportal/Legislacion/FAQ/QAsFinTech_EN.pdf
12 Mar 2019 – 2.2 If a FinTech company providing investment services or crowdfunding platform services needs a license from the CNMV, where does it apply…
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